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Discuss your grievances with brokers, financial intermediaries, banks, etc

Format of Grievance letter

Hello,I was alloted shares in Reliance POwer IPO,but i have never recieved any annual report or AGM/EGM notice.I want to intimate the company about this.So please help ,how should i right a letter to the company ,what details should i mention in the letter. Thanks.
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Download NSE Complaint Forms

Please find attached various forms that you can use to register complaint at NSE:
Read more : Download NSE Complaint Forms | Views : 1922 | Replies : 0

Download BSE complaint form

I have attached the soft copy of BSE complaint form. You can download and print it.
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Safeguards for Investors Safeguards for Investors

The following are some of the safe-guards that need to be adhered to by the Investors’ before trading in the securities market:

  1. Deal with only SEBI registered Broker / Sub-broker after due diligence. Details of List of Brokers’ can be procured from the Member’s List published by the Exchange and from its website: http://www.bseindia.com

  2. Fill in a Client registration form with Broker / Sub – broker.

  3. ...
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Dos and Don'ts for Investors Dos and Don'ts for Investors

It is imperative for the investors to follow the Dos and Don't in general while dealing in the stock market. As there are attendant risks associated with it.

Given below are the Dos and Don'ts in general for investors who are dealing in Stock markets.


  1. Always deal with the market intermediaries registered with SEBI / Exchanges.

  2. Give clear and unambiguous instructions to your broker / agent / depository participant.

  3. Always insist ...
Read more : Dos and Don'ts for Investors | Views : 2353 | Replies : 1

Rights of Investors Rights of Investors

  1. To receive all benefits/ material information declared for the Investors’ by the Company.

  2. Prompt Services from the Company such as transfers, Sub-divisions and consolidation of holdings in the Company.

  3. Equity holders have a right to subscribe to further issue of Capital by the Company.

  4. Brokerage not to exceed 2.5 per cent of the Contract Price.

  5. Receipt of the Contract note from the broker in the specified format showing transaction price ...
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Investor Protection Investor Protection

There are occasions when an investor have grievances against listed company/ intermediary registered with SEBI. In the event of such grievances the investor should first approach the concerned company/intermediary against whom an investor has a grievance.

If the investor is not satisfied with the response from the concerned company then the investor should be well aware of where he/she should turn to, to get his/her grievance redressed.

SEBI has taken the initiative for investor protection, ...
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